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								Robinhood 錯誤消息誤導用戶 遭罰當局最高罰金 7,000 萬美元
								
								孟格表示，羅賓漢是「偽裝成體面生意的賭場」，並直指羅賓漢的交易並非免手續費，只是藏在交易中而已，「這是一個骯髒、聲名狼藉的行為 ...'>
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								Robinhood 錯誤消息誤導用戶 遭罰當局最高罰金 7,000 萬美元
								
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								Robinhood 錯誤消息誤導用戶 遭罰當局最高罰金 7,000 萬美元
								
								孟格表示，羅賓漢是「偽裝成體面生意的賭場」，並直指羅賓漢的交易並非免手續費，只是藏在交易中而已，「這是一個骯髒、聲名狼藉的行為 ..."> <meta name="keywords" lang="zh_TW" content="阿周電視,周顯,新聞,政治,經濟,股票,科普,生活,網購"> <meta name="robots" content="index,follow"> <meta name="theme-color" content="#111111">
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								Robinhood 錯誤消息誤導用戶 遭罰當局最高罰金 7,000 萬美元
								
								孟格表示，羅賓漢是「偽裝成體面生意的賭場」，並直指羅賓漢的交易並非免手續費，只是藏在交易中而已，「這是一個骯髒、聲名狼藉的行為 ...", "telephone": "+852", "address": { "@type": "PostalAddress", "addressLocality": "Hong Kong", "addressRegion": " Hong Kong", "streetAddress": "柴灣 吉勝街12號 達藝工業中心 1302", "postalCode": "00000" }, "openingHours": [ "Mo-Sa 08:00-19:00" ] } </script> <script> if (jiv('tbxkeyword')=='') initTBX('tbxkeyword','搜尋文字及視頻'); // mobile adj
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						<font class='SM_font font20_'>Robinhood 錯誤消息誤導用戶 遭罰當局最高罰金 7,000 萬美元</font>
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								<a class=SM_font_green href="http://www.inside.com.tw/article/24066-robinhood-finra" class="SM_font_green" target="_blank" style="color: rgb(0, 127, 127);">Robinhood 錯誤消息誤導用戶 遭罰當局最高罰金 7,000 萬美元</a>
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								<div class="font13_ SM_font_" style="font-size: 13px; color: rgb(85, 85, 85);">孟格表示，羅賓漢是「偽裝成體面生意的賭場」，並直指羅賓漢的交易並非免手續費，只是藏在交易中而已，「這是一個骯髒、聲名狼藉的行為」。</div>
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				<div class=h10></div> <SPAN ID=XXXXXXXXX></SPAN><p><a class=SM_font_green href="https://www.inside.com.tw/article/24066-robinhood-finra"> <a class=SM_font_green href="https://www.inside.com.tw/article/24066-robinhood-finra" target="_blank">https://www.inside.com.tw/article/24066-robinhood-finra</a> </a><a class=SM_font_green href="https://www.inside.com.tw/article/24066-robinhood-finra"></a></p>
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<h1 class="post_header_title js-auto_break_title">Robinhood 錯誤消息誤導用戶 遭罰當局最高罰金 7,000<span>&nbsp;</span><span class="macho">萬美元</span></h1>
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<p>線上股票交易平台羅賓漢（Robinhood）周三 (30 日) 遭美國金融業監管局（FINRA）以傳播誤導性或錯誤訊息，以及系統故障等「系統性監管失誤」為由罰款 7,000 萬美元，是當局有史以來開出最高的罰金。</p>
<p>羅賓漢既不承認也未否認&nbsp;FINRA 指控，僅表示接受該監管機構調查處罰，並透過聲明表示將改善業務，安裝新的監管與通訊程式。</p>
<p>FINRA 調查發現，有數百萬個客戶曾收到羅賓漢發出的錯誤與誤導訊息，其中包括平台帳戶資金餘額、是否可以進行保證金交易等，使客戶蒙受逾 700 萬美元的損失。</p>  </font>
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                                                                                                                                                                                                                                                                                                                                 jih('minTicker'); jis('maxTicker') } if (status==1) { setCookie('showTicker',1,250); $('#Ticker').css('left',0);
                                                                                                                                                                                                                                                                                                                                 jis('minTicker'); jih('maxTicker') } } // startshow finishshow, init vimeo player 
                                                                                                                                                                                                                                                                                                                                 var finishloading_Interval = setInterval(function(){ try { jiv('DLLM');   // script finish loading jobs
                                                                                                                                                                                                                                                                                                                                   //////////////////////////////
                                                                                                                                                                                                                                                                                                                                 $('.startshow').hide(); $('.finishshow').show();    $('#PanelVerticalMenu').css('left',0);
                                                                                                                                                                                                                                                                                                                                 var w = $( window ).width(); if (w > 800) { $('.mobilehide').show(); $('.mobileshow').hide(); } else { $('.mobilehide').hide(); $('.mobileshow').show(); } if (isIpad()) { $('.ipadhide').hide(); $('.ipadshow').show(); } if ($(window).width() < 350) { $('.narrowhide').hide(); }  //financehide financeshow
                                                                                                                                                                                                                                                                                                                                 if (InStr(location.href,'aconomist.com')) { jcs('financeshow'); jch('financehide'); } else { jcs('financehide'); jch('financeshow'); }  // hide tick in achow.tv
                                                                                                                                                                                                                                                                                                                                 if (!InStr(location.href,'aconomist.com')) { jih('Ticker'); jih('maxTicker'); jih('minTicker'); }  // ScrollVideo scroll by 30
                                                                                                                                                                                                                                                                                                                                 setTimeout(function(){  if (isMobile()) $('#ScrollVideo').scrollLeft(30);
                                                                                                                                                                                                                                                                                                                                 }, 1000); ///////////////////////////////
                                                                                                                                                                                                                                                                                                                                   ///////////////////////////////
                                                                                                                                                                                                                                                                                                                                 clearInterval(finishloading_Interval); } catch(ex) {} }, 100); // hash to scroll
                                                                                                                                                                                                                                                                                                                                 var scroll_hash; setInterval(function(){ scroll_hash = Replace(location.hash,'#',''); 
                                                                                                                                                                                                                                                                                                                                 if (InStr(scroll_hash,'SCROLL_')) { //log(scroll_hash);
                                                                                                                                                                                                                                                                                                                                 try { ScrollToElement(scroll_hash,-100); location.hash = ''; if ($('#PanelVerticalMenu').is(":visible")) $("#btnVerticalMenu").trigger('click');
                                                                                                                                                                                                                                                                                                                                 } catch(ex){} } }, 500); // youtube video
                                                                                                                                                                                                                                                                                                                                 var tag = document.createElement('script'); tag.src = 'https://www.youtube.com/iframe_api';
                                                                                                                                                                                                                                                                                                                                 var firstScriptTag = document.getElementsByTagName('script')[0]; firstScriptTag.parentNode.insertBefore(tag, firstScriptTag); var player; function onYouTubeIframeAPIReady() { player = new YT.Player('topPlayer', { height: '100%', width: '100%', videoId: 'xxx', playerVars: {rel: 0, showinfo: 0, ecver: 2, modestbranding: 1, playsinline: 1} }); } // detect if printing
 var beforePrint = function() { jih('header'); jih('Ticker'); }; var afterPrint = function() { jis('header'); jih('Ticker'); }; if (window.matchMedia) { var mediaQueryList = window.matchMedia('print'); mediaQueryList.addListener(function(mql) { if (mql.matches) { beforePrint(); } else { afterPrint(); } }); } window.onbeforeprint = beforePrint; window.onafterprint = afterPrint; </script>  <div id=top_menu style='position:fixed; width:100% ; left:50%;transform: translateX(-50%); text-align:center; top:50px; padding:10px' class='MaxWidth500 SM'> <a href=/discuss class='SM_font_green font14_'>討論區主頁</a> <img src=/images/blank.gif width=5 height=1> <a href=# onclick="discuss_new_topic(0,0,0); return false;" class='SM_font_green font14_'>開始新話題</a> <img src=/images/blank.gif width=5 height=1>
                                                                                                                                                                                                                                                                                                                                 <input class='tbx_aline2 SM_border_green SM_font_green font12_' style='width:75px; padding:3px;' id=discuss_tbxkeyword><img src=/images/search_green.png width=25 class='pointer' onclick="discuss_search();">
                                                                                                                                                                                                                                                                                                                                 </div> <div id=new_topic style=' width:95%; height:600px; overflow-y:auto; top:-1000000px; left:50%; transform: translateX(-50%); position:fixed; padding:20px 50px 50px 50px; border:1px solid #eee;
                                                                                                                                                                                                                                                                                                                                 z-index:60000;' class='SM MaxWidth900 SM_border SM'> </div> <script> execScreenMode(); var urlParams = new URLSearchParams(window.location.search); jiv('discuss_tbxkeyword',urlParams.get('keyword')); if (InStr(urlParams.get('keyword'),'AUTHOR:')) jiv('discuss_tbxkeyword','<NULL>'); if (jiv('discuss_tbxkeyword')=='') initTBX('discuss_tbxkeyword','搜尋討論區'); $('#discuss_tbxkeyword').keypress(function (event) {
                                                                                                                                                                                                                                                                                                                                 if (event.keyCode == 13) { discuss_search(); } }); function discuss_search() { if (jiv('discuss_tbxkeyword')=='搜尋討論區') jiv('discuss_tbxkeyword','<NULL>'); //var keyword = Traditionalized(jiv('discuss_tbxkeyword'));
                                                                                                                                                                                                                                                                                                                                 var keyword = jiv('discuss_tbxkeyword'); var keyword_encoded = urlencode(keyword); if (keyword_encoded=='') location.href = 'https://achow.tv/discuss';
                                                                                                                                                                                                                                                                                                                                 else location.href = '/discuss?keyword='+keyword_encoded; } </script>